Investment Management for Individuals & Families
You’ve worked hard to build your wealth. Give it a clear direction.
Your wealth can create opportunities, support the people you love,
and give you greater freedom to choose what comes next.
FortyOne Asset Management provides active investment
management for individuals and families, helping you pursue
long-term growth, address income needs, and manage investment
risk. Based in Naples, Florida, we serve clients nationwide.
Whether you need management of your complete portfolio or a dedicated U.S. equity strategy, we bring a disciplined process,
clear communication, and personal attention to the relationship.
Your portfolio should reflect the life it supports
Perhaps you are building wealth during your peak earning years, preparing to retire, or already relying on your investments for income. You may be managing an inheritance or considering what you want to leave to the next generation.
Whatever your circumstances, your investments should work toward a defined purpose.
Yet over time, accounts accumulate, holdings overlap, and decisions made years ago can become disconnected from your needs today. Market headlines add urgency without necessarily adding clarity.
Investment experience with a broader financial perspective
He subsequently spent more than two decades building and leading an independent investment advisory firm before managing public equity and fixed-income portfolios for a single-family office.
His experience includes managing portfolios through the dot-com downturn, the global financial crisis, the COVID crash, and the 2022 bear market.
That background shapes how FortyOne serves individuals and families today: with attention to investment opportunities, respect for risk, and an understanding that portfolio decisions affect a much broader financial life.
Manage your investments around what matters to you
Pursue long-term growth
Your future goals require a thoughtful approach to investing. We consider your time horizon, willingness to accept risk, and financial capacity to withstand market declines when constructing your portfolio. Our flagship strategy, FortyOne U.S. Equity, combines fundamental research, technical analysis, and active risk management in pursuit of long-term growth.
Prepare for retirement income and other spending needs
Your portfolio may need to support retirement, a major purchase, family commitments, or other planned expenses. We consider those needs when determining the role of equities, fixed income, and cash. We balance near-term commitments with long-term opportunities.
Give taxes a place in investment decisions
What you keep matters. In taxable accounts, we consider existing gains, cost basis, holding periods, and opportunities for tax-loss harvesting when appropriate. We evaluate how to transition existing holdings thoughtfully, weighing tax consequences alongside investment objectives and risk. Where helpful, we coordinate with your tax professional.
Keep your family’s longer-term goals in view
Your wealth may serve more than one generation. We seek to understand your intentions for family support, charitable giving, and the future. Where appropriate, we coordinate with your legal and tax professionals so the investment approach reflects those priorities.
Manage your complete portfolio. Or choose a dedicated U.S. equity allocation.
We can provide either relationship.
For complete portfolios, we bring U.S. equities, fixed income, complementary international investments, and cash together around your objectives. Across the accounts we manage, we consider how holdings work together, where risks overlap, and what liquidity your circumstances require.
For a dedicated equity allocation, FortyOne U.S. Equity provides professional management through a separately managed account, giving you direct ownership of the individual securities.
Understand the process behind your portfolio
Fundamental research informs what we own. Technical analysis informs when we act. Your objectives give the work its direction.
We evaluate investment opportunities, construct portfolios with purpose, and monitor holdings and market conditions over time. We remain willing to adjust when the evidence changes. You should understand how we invest and feel comfortable with the discipline guiding decisions.
Personal service. Clear communication. Consistent follow-through. A clear path to working together.
A strong relationship includes clear expectations, responsive service, and attention to the details.
Our team takes time to understand your priorities and explain meaningful investment decisions.
As your circumstances change, we revisit what those changes mean for your portfolio.
You should feel comfortable asking questions and confident that the
people managing your wealth understand what matters to you.
1. Start a conversation
Tell us about your goals, current investments, and what you would like from an investment partner.
2. Review the fit
We discuss your needs, evaluate your portfolio, and explain our proposed approach, fees, and expectations for the relationship.
3. Move forward with a plan
If we agree to work together, we guide you through onboarding and a thoughtful transition into ongoing portfolio management.
Questions about working with 41
Let’s talk about what your wealth makes possible
A conversation is the first step toward finding the right investment partner.We can begin with where you are today and what you want your wealth to accomplish.